Compliance/MRO and Legal

Duties

• Manage compliance monitoring program
• Update Risk Committee of relevant regulatory risks
• Conduct employee compliance/AML training
• Ensuring appropriate compliance and risk controls are in place
• Escalate issues to the Group Compliance Manager
• Undertake the compliance monitoring program, advising the Group Compliance Manager of any findings, updating the tests where appropriate
• Ensure all compliance owned registers are kept up to date e.g. PEP register, complaints, gifts and entertainment, sanctions, breaches etc.
• Receive, review, investigate and, if appropriate, externalize internal Suspicious Activity Reports
• Roll out AML training to all new employees

Requisites

• Legal or related
• Experience on banking system, especially Fintech, is advisable

Notes

• Only shortlisted applicants will be contacted